ATB Capital Markets is a trademark brand name of ATB Securities Inc. and is used in connection with various financial services such investment banking, capital markets and wholesale banking activities carried on by ATB Financial or certain of its subsidiaries including ATB Securities Inc. and ATB Capital Markets USA Inc.
ATB Securities Inc. is a member of the Canadian Investor Protection Fund and is registered with the Canadian Investment Regulatory Organization and applicable securities regulatory authorities in the provinces that it conducts business, and a member of Canadian marketplaces. ATB Capital Markets USA Inc. is registered with the U.S. Securities and Exchange Commission and a member of the Financial Industry Regulatory Authority and Member Securities Investor Protection Corporation.
1. Terms of Use
By accessing this web site (www.atbcapitalmarkets.com; the “Website”) you agreed to be bound by these Terms of use (the “Terms”). If you do not agree with the Terms, please do not use this Website. We reserve the right, in our sole discretion, to modify, alter, delete or otherwise update the Terms at any time without notice to you and you agree to be bound by such modifications, alterations, deletions or updates. Accordingly, you should review the Terms each time you access this Website.
2. Use of Information
The content, information and materials (“Content”) contained in or available on this Web Site is for general information purposes only and is made available on an “as is and as available” basis. This Website and its content may be changed, updated, modified, or deleted at any time and without notice. The content of this Website is the property of ATB Capital Markets and it is intended only for the utilization of the user. Credit should be given to ATB Capital Markets for all references to materials published on this site originally. You may not copy or display for redistribution to third parties or for commercial purposes any portion of the content herein. Unless otherwise stated, this Website and its Contents are copyrighted and may not be used with the express permission of ATB Capital Markets. You agree that this Website and its Content will not be used in any claims, proceedings, suits, actions, regulatory complaints or any adversarial process against ATB Capital Markets.
3. Advisor – Client Relationship
The information provided on this website is intended for informational purposes only and is not intended to constitute investment, financial, legal, tax or accounting advice. Many factors unknown to us may affect the applicability of any statement or comment made on this website for investment, financial, legal, tax or accounting advice. ATB Capital Markets is not acting in any fiduciary capacity in regards to the material on this Website. ATB Capital Markets does not guarantee in any way the execution of securities trading information sent to or from ATB Capital Markets electronically. Please contact ATB Capital Markets directly to place any securities trading orders. ATB Capital Markets will only open accounts for clients resident in jurisdictions it is registered in or where an allowable registration exemption exists.
4. No Offer or Solicitation
Nothing on this Website shall be construed as an offer to sell or a solicitation of an offer to buy any securities, liabilities or assets.
5. Disclaimer
While ATB Capital Markets has taken reasonable measures to ensure the accuracy of the content of this Website we disclaim any representations, warranties, conditions or guarantees, express or implied, with respect to this Website and/or the Content, its availability, or your access to it. We accept no responsibility to update the Website or Content nor operate the Website error free or to be available without interruption. ATB Capital Markets' failure to insist upon or enforce any performance of any provision of these Terms shall not be construed as a waiver of any provision or rights contained in these Terms.
6. ATB Capital Markets and its Employees Interests
ATB Capital Markets, its directors, officers, employees and associated companies may, from time to time, hold the securities mentioned on this site. ATB Capital Markets may, from time to time, provide advisory services for, participate in or manage financings and/or public offerings for companies that are mentioned in this Website.
7. Waiver of Liability
ATB Capital Markets shall not be liable, under any circumstances for any direct, indirect, special, incidental, consequential or punitive damages, or any other damages whatsoever, including, without limitation, lost revenues, lost profits or loss of prospective economic advantage. In no event shall ATB Capital Markets' total liability for any and all damages and causes of action exceed the amount paid by you, if any, for the use of this website. The foregoing provisions shall apply regardless of the cause of action, whether arising in tort (including but not limited to negligence), contract or any other legal theory.
8. Third Party Links
ATB Capital Markets is not responsible for and makes no representations, warranties, or conditions concerning the contents of the any linked website or any link contained in a linked website. All other websites that are linked to this Website have been independently developed by other third parties and are provided to you for your convenience. It is your responsibility to verify any information contained within any linked websites before relying on it and may be subject to terms and conditions contained in those websites.
9. Governing Laws
These Terms shall be governed by the laws of the province of Alberta and you consent to be bound by the laws of Alberta.
10. Updates
This policy was last updated in January 2024.
