ATB Capital Markets Matching Policy

NATIONAL INSTRUMENT 24-101 TRADE MATCHING AND SETTLEMENT TRADE-MATCHING STATEMENT

    To: All trade matching parties providing trade orders to, acting on behalf of, or executing a trade with ATB Securities Inc.

    This Trade-Matching Statement is being provided in accordance with National Instrument 24-101 – “Institutional Trade Matching and Settlement” and Companion Policy 24-101CP (the “National Instrument”). It applies to all trades that are subject to the National Instrument.

    We confirm that we have established, maintain and enforce policies and procedures designed to achieve matching in accordance with the National Instrument.

    Nancy Peck
    Chief Financial Officer
    ATB Securities Inc.

    Section 1

    The headline and subheader tell us what you're offering, and the form header closes the deal. Over here you can explain why your offer is so great it's worth filling out a form.

    Section 2

    The headline and subheader tell us what you're offering, and the form header closes the deal. Over here you can explain why your offer is so great it's worth filling out a form.

    Section 3

    The headline and subheader tell us what you're offering, and the form header closes the deal. Over here you can explain why your offer is so great it's worth filling out a form.

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    © 2024 ATB Securities Inc. All Rights Reserved. The information on this web site is intended for use by persons resident in Canada only, and is not an offer, recommendation, or solicitation to buy or sell any security. ATB Capital Markets is a trademark brand name of ATB Financial and is used in connection with various financial services such investment banking, capital markets and wholesale banking activities carried on by ATB Financial or certain of its subsidiaries including ATB Securities Inc. and ATB Capital Markets USA Inc. ATB Securities Inc. is a member of the Canadian Investor Protection Fund and is registered with the Canadian Investment Regulatory Organization and applicable securities regulatory authorities in the provinces that it conducts business, and a member of Canadian marketplaces. ATB Capital Markets USA Inc. is registered with the U.S. Securities and Exchange Commission and a member of the Financial Industry Regulatory Authority and Member Securities Investor Protection Corporation.

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