NATIONAL INSTRUMENT 24-101 TRADE MATCHING AND SETTLEMENT TRADE-MATCHING STATEMENT
To: All trade matching parties providing trade orders to, acting on behalf of, or executing a trade with ATB Capital Markets Inc.
This Trade-Matching Statement is being provided in accordance with National Instrument 24-101 – “Institutional Trade Matching and Settlement” and Companion Policy 24-101CP (the “National Instrument”). It applies to all trades that are subject to the National Instrument.
We confirm that we have established, maintain and enforce policies and procedures designed to achieve matching in accordance with the National Instrument.
Chief Compliance Officer
ATB Capital Markets Inc.
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ATB Business is a unit of ATB Financial which provides financial services to commercial enterprises from small businesses to corporates.